Professionals 216 results
- Alicia Duncan
- Assistant GC and Chief Ethics Officer
- +1 312-558-6073
- vCard
Assistant GC and Chief Ethics Officer
Capabilities 65 results
Industry
Industry
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Experience 108 results
Experience
|January 27, 2026
Experience
|January 22, 2026
Advised SQM on US$600M offering of subordinated capital notes due 2056 (Hybrid Bond Offering)
Experience
|January 19, 2026
Winston Advises smartTrade Technologies Group on the Acquisition of kACE
Insights & News 3,368 results
Webinar
|March 10, 2026
Private Fund Focus on Regulatory Trends, Compliance Practices, & SEC Initiatives
Webinar
|February 24, 2026
Venezuela in Transition: The Evolving Investment Landscape
Capital Markets & Securities Law Watch
|February 23, 2026
|2 Min Read
SEC Eases Timing Requirements for Broker Searches
On January 23, 2026, the Securities and Exchange Commission (SEC) published a new compliance and disclosure interpretation in Question 133.02 that provides public companies with greater flexibility to condense the broker searches in connection with their stockholder meetings. Under this new interpretation, registrants may conduct the broker search less than 20 business days before the record date for the meeting, so long as the company reasonably believes that proxy materials will be disseminated to beneficial owners on time and otherwise complies with Rule 14a-13 under the Securities Exchange Act of 1934 (Exchange Act).
Other Results 57 results
Site Content
Site Content
What Is the Bureau of Ocean Energy Management (BOEM)?
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What Is the Cooling-Off Period for an IPO?


