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How to Succeed When the SEC Comes Calling – Navigating SEC Examinations and Related Enforcement Actions

Winston & Strawn and the Promontory Financial Group will host an interactive panel discussion titled “How to Succeed When the SEC Comes Calling – Navigating SEC Examinations and Related Enforcement Actions” on October 2, 2019, in the firm’s San Francisco office. This program will focus on the following topics:

  • The Exam Program; What is the SEC Looking for Now?
  • How to Prepare for and Successfully Survive an SEC Examination
  • Responding to SEC Deficiency Letters; When to Push Back
  • Referral to Enforcement; Now What?

Contact Winston & Strawn for more information about this event

Winston & Strawn LLP is an accredited CLE provider in California, Illinois, New York, and Texas.

Clients and friends of the firm are invited to attend seminars and events. We reserve the right to limit attendance at any firm event.