Webinar
Hot Trends in DOJ and SEC Enforcement and Litigation
Webinar
Hot Trends in DOJ and SEC Enforcement and Litigation
September 17, 2020
Winston & Strawn Partner joined the latest in a series of highly regarded enforcement and litigation briefings with participation from top Government officials from the judiciary, the SEC, and the U.S. Attorney’s office. This fast-paced, highly practical format provided a complete look at what’s taking place, key trends, and expert analysis from our panelists. The program addressed a variety of topics, including:
- How the SEC is allocating resources & DOJ and SEC priorities for 2020, 2021
- Views from the bench
- Corporate board member and general counsel perspectives on current issues
- Financial reporting and accounting investigations
- COVID-19 related fraud and enforcement activity
- Penalties & sanctions: Liu v. SEC (disgorgement decision & open questions)
- FCPA: Record-breaking penalties
- Whistleblowers’ roles in DOJ & SEC investigations
- Investment advisors: New issues with “hidden” fees and share cost
- Cybersecurity: Disclosure of threats, spoofing
- National security initiatives: Self-disclosures, AML cases & recent sanctions
- Corporate compliance and cooperation
- Insider trading: Charging elements under title 18 and title 15
Watch the presentation here.
Contact Winston & Strawn for more information regarding this event.
A webinar is a complimentary interactive seminar offered by Winston & Strawn LLP over the Internet. You'll watch and listen to the presentation at your own computer.
Winston & Strawn LLP is an accredited CLE provider in California, Illinois, New Jersey, New York, and Texas.