Hot Trends in DOJ and SEC Enforcement and Litigation

Join Winston & Strawn Partners Daniel Rubinstein and Joanna Rubin Travalini for the latest in a series of highly regarded enforcement and litigation briefings with participation from top Government officials from the judiciary, the SEC, and the U.S. Attorney’s office. This fast-paced, highly practical format ensures that you will receive a complete look at what’s taking place, key trends, and expert analysis from our panelists. The program will address a variety of topics, including:

  • How the SEC is allocating resources & DOJ and SEC priorities for 2020, 2021
  • Views from the bench
  • Corporate board member and general counsel perspectives on current issues
  • Financial reporting and accounting investigations
  • COVID-19 related fraud and enforcement activity
  • Penalties & sanctions: Liu v. SEC (disgorgement decision & open questions)
  • FCPA: Record-breaking penalties
  • Whistleblowers’ roles in DOJ & SEC investigations
  • Investment advisors: New issues with “hidden” fees and share cost
  • Cybersecurity: Disclosure of threats, spoofing
  • National security initiatives: Self-disclosures, AML cases & recent sanctions
  • Corporate compliance and cooperation
  • Insider trading: Charging elements under title 18 and title 15

Register here.