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Executive Compensation Plans & Agreements
Experience 25 results
Experience
|November 9, 2023
Winston advised Grupo Energía Bogotá (GEB) in the first issuance of Sustainability Bonds in Colombia
Experience
|October 30, 2023
London Innovation Underwriters - Business Combination with Financials Acquisition Corp.
Experience
|June 30, 2023
Concentric Equity Partners Acquisition of The Boat House Group
Insights & News 1,587 results
Capital Markets & Securities Law Watch
|April 30, 2024
|6 Min Read
SEC Targets “AI Washing” by Companies, Investment Advisers, and Broker-Dealers
With consumer and investor interest in artificial intelligence (AI) surging, there has been heightened concern among regulatory agencies, including the Federal Trade Commission (FTC) and the Securities and Exchange Commission (SEC), with companies engaging in a deceptive practice the FTC and SEC have dubbed “AI washing.”
Benefits Blast
|April 29, 2024
|5 Min Read
The U.S. Department of Labor Finalizes its Most Recent Definition of an Investment Advice Fiduciary
On April 25, 2024, the U.S. Department of Labor’s Employee Benefits Security Administration (the Department) published the Retirement Security Rule: Definition of an Investment Advice Fiduciary (the 2024 Fiduciary Rule). The 2024 Fiduciary Rule defines when a person is considered a fiduciary under Title I and Title II of the Employee Retirement Income Security Act of 1974 (ERISA) in connection with providing investment advice or making an investment recommendation to a retirement investor. In addition to the 2024 Fiduciary Rule, the Department also finalized amendments to certain Prohibited Transaction Exemptions (PTEs) to reflect the Department’s updated definition of an investment advice fiduciary.
Webinar
|April 23, 2024
Winston Partner Joins Panel Discussing Private Equity Compliance with ERISA
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Law Glossary
What Is a Qualified Retirement Plan?
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