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Experience
|January 19, 2024
Experience
|September 1, 2023
Experience
|August 22, 2023
99 Acquisition Group Inc. Closing of US$75M Initial Public Offering
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Article
|April 29, 2024
|9 Min Read
Circuit Split Brews Over Who’s A Securities Seller Under Act
Benefits Blast
|April 29, 2024
|5 Min Read
The U.S. Department of Labor Finalizes its Most Recent Definition of an Investment Advice Fiduciary
On April 25, 2024, the U.S. Department of Labor’s Employee Benefits Security Administration (the Department) published the Retirement Security Rule: Definition of an Investment Advice Fiduciary (the 2024 Fiduciary Rule). The 2024 Fiduciary Rule defines when a person is considered a fiduciary under Title I and Title II of the Employee Retirement Income Security Act of 1974 (ERISA) in connection with providing investment advice or making an investment recommendation to a retirement investor. In addition to the 2024 Fiduciary Rule, the Department also finalized amendments to certain Prohibited Transaction Exemptions (PTEs) to reflect the Department’s updated definition of an investment advice fiduciary.
Client Alert
|April 25, 2024
|3 Min Read
SCOTUS “Lowers the Bar” for Title VII Job Transfer Claims
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What Is the Patent Trial and Appeal Board?
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