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|February 27, 2024
Experience
|January 24, 2024
Winston Represents Grupo Calleja in its US$1.2 billion Acquisition of Almacenes Éxito
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|April 30, 2024
|6 Min Read
EU Artificial Intelligence (AI) Act FAQs
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|April 29, 2024
|9 Min Read
Circuit Split Brews Over Who’s A Securities Seller Under Act
Benefits Blast
|April 29, 2024
|5 Min Read
The U.S. Department of Labor Finalizes its Most Recent Definition of an Investment Advice Fiduciary
On April 25, 2024, the U.S. Department of Labor’s Employee Benefits Security Administration (the Department) published the Retirement Security Rule: Definition of an Investment Advice Fiduciary (the 2024 Fiduciary Rule). The 2024 Fiduciary Rule defines when a person is considered a fiduciary under Title I and Title II of the Employee Retirement Income Security Act of 1974 (ERISA) in connection with providing investment advice or making an investment recommendation to a retirement investor. In addition to the 2024 Fiduciary Rule, the Department also finalized amendments to certain Prohibited Transaction Exemptions (PTEs) to reflect the Department’s updated definition of an investment advice fiduciary.
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What Is the Securities Act of 1933?
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