Hot Trends in DOJ and SEC Enforcement and Litigation

Winston & Strawn Partner joined the latest in a series of highly regarded enforcement and litigation briefings with participation from top Government officials from the judiciary, the SEC, and the U.S. Attorney’s office. This fast-paced, highly practical format provided a complete look at what’s taking place, key trends, and expert analysis from our panelists. The program addressed a variety of topics, including:

• How the SEC is allocating resources & DOJ and SEC priorities for 2020, 2021
• Views from the bench
• Corporate board member and general counsel perspectives on current issues
• Financial reporting and accounting investigations
• COVID-19 related fraud and enforcement activity
• Penalties & sanctions: Liu v. SEC (disgorgement decision & open questions)
• FCPA: Record-breaking penalties
• Whistleblowers’ roles in DOJ & SEC investigations
• Investment advisors: New issues with “hidden” fees and share cost
• Cybersecurity: Disclosure of threats, spoofing
• National security initiatives: Self-disclosures, AML cases & recent sanctions
• Corporate compliance and cooperation
• Insider trading: Charging elements under title 18 and title 15

Watch the presentation here. 

Contact Winston & Strawn for more information regarding this event.

A webinar is a complimentary interactive seminar offered by Winston & Strawn LLP over the Internet. You'll watch and listen to the presentation at your own computer.

Winston & Strawn LLP is an accredited CLE provider in California, Illinois, New Jersey, New York, and Texas.