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Client Alert

Amendments to Uniform Branch Office Registration Form (Form BR)

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Client Alert

Amendments to Uniform Branch Office Registration Form (Form BR)

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    • Email
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    Share this page

Less Than 1 Min Read

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March 26, 2014

FINRA recently announced the approval by the Securities and Exchange Commission of amendments to the Uniform Branch Office Registration Form (Form BR). The amendments include a number of changes to the information to be provided on Form BR, including a requirement that firms identify whether a branch office shares space with any other investment related entity. The amendments apply to new and amended filings and become effective April 7, 2014.

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Basil Godellas

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