Capital Markets & Securities Law Watch

On June 4, the SEC published a concept release focusing on whether the current definition of “foreign private issuer” still makes sense in light of dramatic shifts in market structure and issuer profiles. The SEC seeks public comment on whether, and how, it should redefine “foreign private issuer” to better protect investors and promote capital formation.

The New York Stock Exchange recently proposed changes to its Listed Company Manual to clarify how its domestic and international standards for initial listing of common equity securities apply to foreign private issuers.

Winston’s Capital Markets Practice is pleased to provide you with our 2024 SEC Filing Deadline Calendar and Financial Statement Staleness Calendar.

On July 27, 2023, the Securities and Exchange Commission (SEC) adopted final rules requiring public companies to disclose material cybersecurity incidents and enhance and standardize periodic disclosure of cybersecurity risk management, strategy, and governance.