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January 5, 2023
|4 min read
SEC Adopts Final Rules on Rule 10b5-1 Trading Plans and Related Company Disclosure Obligations
On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934. The adopted amendments modify rules applicable to the affirmative defense to insider trading liability available for Rule 10b5-1 trading plans and also impose new disclosure requirements on issuers with respect to these trading plans.