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October 25, 2022

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4 min read

SEC Sets Compliance Date for Form 144 Mandated Electronic Filing

On October 13, 2022, the latest version of the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system Filer Manual, Volume II was published in the Federal Register. The publication triggered a six-month transition period after which the Securities and Exchange Commission (SEC) will require the electronic filing of Forms 144 with respect to securities issued by an issuer subject to the reporting requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934—commonly known as a “public company.”

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About This Blog

Winston’s Capital Markets & Securities Law Watch features insights on recent regulatory, stock exchange, governance, and other developments in the capital markets and public company arena.

Related Capabilities

  • Capital Markets
  • Transactions
  • Corporate Governance
  • Public Companies
  • Financial Services

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