Capital Markets & Securities Law Watch
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March 10, 2025
|3 min read
SEC to Implement EDGAR Next: Modernizing EDGAR Filer Access and Account Management
Retrieval (EDGAR) system, aimed at modernizing filer access and enhancing cybersecurity protections. On December 27, 2024, the SEC adopted a new rule,
EDGAR Filer Access and Account Management (the Rule), to formalize these updates. Effective on March 24, 2025, as part of the SEC’s transition...Read more
April 5, 2023
|4 min read
SEC Pushes Toward the Digital Age, Proposes to Eliminate More Paper-Based Filings
including Securities and Exchange Act of 1934 (Exchange Act) forms, eliminating related paper-based filing requirements and compelling the use of XBRL or
custom XML for certain submissions. The affected filings are primarily associated with self-regulatory organizations (SROs), broker-dealers, secu...Read more
October 25, 2022
|4 min read
SEC Sets Compliance Date for Form 144 Mandated Electronic Filing
Federal Register. The publication triggered a six-month transition period after which the Securities and Exchange Commission (SEC) will require the electronic
filing of Forms 144 with respect to securities issued by an issuer subject to the reporting requirements of Section 13 or 15(d) of the Securities Ex...Read more