Capital Markets & Securities Law Watch
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July 24, 2020
|4 min read
SEC Weighs In on Proxy Voting Advice
On July 22, 2020, the Securities and Exchange Commission (SEC) adopted amendments to its rules governing proxy solicitations and issued new supplemental guidance on proxy voting responsibilities for investment advisers.
March 4, 2020
|2 min read
Contentious Comment Period Ends for SEC’s Proposed Rule on Proxy Voting Advisors
On November 5, 2019, the SEC announced proposed amendments to its proxy solicitation rules to require additional disclosure about “material conflicts of interest that proxy voting advice businesses provide their clients” in an attempt to “help ensure that proxy voting advise used by investors and others who vote on investors’ behalf is accurate, transparent, and materially complete.”