Capital Markets & Securities Law Watch
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April 2, 2025
|3 min read
SEC Hosts Roundtable on Artificial Intelligence in Finance
On March 27, 2025, the Securities and Exchange Commission hosted a roundtable discussion on artificial intelligence in the financial industry. Acting Chairman Mark T. Uyeda and Commissioners Hester M. Peirce and Caroline A. Crenshaw delivered remarks that highlighted the SEC’s efforts to assess AI’s evolving role in finance, including its benefits, risks, and regulatory implications.
November 10, 2021
|4 min read
SEC Chair Warns of Increased Enforcement and Oversight of Crypto Assets
Industry professionals are keeping tabs on the regulation of crypto assets, as the U.S. Securities and Exchange Commission (SEC) turns its attention to the burgeoning asset class. A pair of prepared remarks delivered by SEC Chair Gary Gensler over the past few months underscore the SEC’s commitment to enforcement and increased regulatory oversight of crypto assets.