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Capital Markets & Securities Law Watch

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2 results

July 21, 2022

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4 min read

SEC Proposes Amendments to Shareholder Proposal Rule

On July 13, 2022, the SEC proposed amendments to Rule 14a‑8, the shareholder proposal rule, to modify three of the bases for excluding shareholder proposals from a company’s proxy materials.

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July 18, 2022

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3 min read

SEC Adopts Amendments to Proxy Voting Rules to Enhance the Timeliness and Independence of Proxy Voting Advice

On July 13, 2022, the SEC adopted amendments to the 2020 proxy rules governing proxy voting advice applicable to proxy advisory firms, or proxy voting advice businesses (“PVABs”). (You can find our blog post about the 2020 rules here).

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About This Blog

Winston’s Capital Markets & Securities Law Watch features insights on recent regulatory, stock exchange, governance, and other developments in the capital markets and public company arena.

Related Capabilities

  • Capital Markets
  • Transactions
  • Corporate Governance
  • Public Companies
  • Financial Services

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