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February 29, 2024

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8 min read

Navigating the Application of a Clawback Policy to Restatements and Recovery Periods Before October 2, 2023

As discussed in prior blog posts, on June 9, 2023, the Securities and Exchange Commission (the SEC) approved listing standards promulgated by the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq) regarding the recovery of erroneously awarded incentive-based compensation, referred to as “clawbacks.” 

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Winston’s Capital Markets & Securities Law Watch features insights on recent regulatory, stock exchange, governance, and other developments in the capital markets and public company arena.

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