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Financial Services & Banking

Winston’s team of attorneys are grounded in the issues facing financial services companies across the globe. We offer extensive experience advising some of the largest banks and financial institutions on a range of complex regulatory and transactional matters; litigation, dispute resolution and regulatory matters; privacy and data security breaches; intellectual property issues; and labor and employment disputes. In addition to financial services firms, we represent debt funds, specialty lenders, broker-dealers, investment managers, funds, exchanges, and insurance companies.

In the U.S., we advise on compliance with federal and state laws and regulations, advocating our clients’ interests in agency proceedings and policy deliberations, and ensuring the timely completion of acquisitions, mergers, and other transactions. Our financial services practice represents U.S. and non-U.S. firms before federal and state regulatory agencies, legislatures, and courts, as well as before arbitration panels and international tribunals. In fact, our attorneys have actively participated in implementing the major U.S. legislation affecting financial firms over the last three decades, including the laws governing financial services integration, enhanced supervisory oversight, money laundering prevention, privacy, corporate governance, and financial and public reporting.