Client Alert
Agencies Issue FAQs on Volcker Rule (Covered Funds) and OCC Issues Interim Volcker Rule Examination Procedures
Client Alert
Agencies Issue FAQs on Volcker Rule (Covered Funds) and OCC Issues Interim Volcker Rule Examination Procedures
June 20, 2014
The federal banking agencies and the SEC have issued Frequently Asked Questions (and answers) on their implementation of the Volcker Rule, and one of the federal banking agencies has issued interim examination procedures on Volcker Rule compliance. Our client briefing discusses “covered fund” aspects of both.